GFIN Regulatory Compendium

Below you will find key regulatory information for each of the GFIN Members and Observers. This compendium includes each regulator’s geographical jurisdiction, the types of innovation services it offers, whether or not it participates in the cross-border testing programme, it’s specific requirements for cross-border testing and its contact information. Click on the name of each regulatory to see the information relevant to that regulator. 

Cross-Border Testing Regulatory Compendium Table

Coordination Group

• Alberta Securities Commission (ASC)

• Australian Securities & Investments Commission (ASIC)

• Bank of Lithuania (BL)

• Bermuda Monetary Authority (BMA)

• British Columbia Securities Commission (BCSC)

• Central Bank of Bahrain (CBB)

• Consumer Financial Protection Bureau (CFPB)

• Dubai Financial Services Authority (DFSA)

• Financial Conduct Authority (FCA)

• International Financial Services Centres Authority (IFSCA)

• Jersey Financial Services Commission (JFSC)

Members

• Abu Dhabi Global Market (ADGM)

• Anguilla Financial Services Commission (AFSC)

• Astana Financial Services Authority (AFSA)

• Australian Prudential Regulation Authority (APRA)

• Autorité des marchés financiers (AMF) (Québec, Canada)

• Bangko Sentral ng Pilipinas (BSP)

• Bank of Namibia (BON)

• Capital Markets Authority (CMA, Kenya)

• Capital Markets Authority Kuwait (CMA)

• Capital Markets Insurance, and Savings Authority (CMISA)

• Central Bank of Eswatini

• Central Bank of the UAE (CBUAE)

• Central Bank of the Uruguay (Banco Central del Uruguay) BCU

• Central Bank of Tunisia (CBT)

• Centrale Bank van Curacao and Sint Maarten

• Commission de Surveillance du Secteur Financier (CSSF)

• Federal Deposit Insurance Corporation (FDIC)

• Financial Industry Regulatory Authority (FINRA)

• Financial Services Commission Mauritius (FSC)

• Financial Services Regulatory Authority of Ontario (FSRA Ontario)

• Financial Superintendence of Colombia (SFC Colombia)

• Financial Supervisory Commission Taiwan

• Financial Transactions and Report Analysis of Canada

• Gibraltar Financial Services Commission

• Guernsey Financial Services Commission (GFSC)

• Hong Kong Insurance Authority (IA)

• Hong Kong Monetary Authority (HKMA)

• Hong Kong Securities and Future Commission (HKSFC)

• Indonesia Financial Services Authority

• Insurance Regulatory and Development Authority of India (IRDAI)

• Isle of Man Financial Services Authority (IOMFSA)

• Israel Securities Authority (ISA)

• Magyar Nemzeti Bank (Central Bank of Hungary)

• Malta Financial Services Authority (MFSA)

• Monetary Authority of Singapore (MAS)

• National Banking and Securities Commission (CNBV)

• National Bank of Georgia (NBG)

• National Futures Association (NFA)

• New York State Department of Financial Services (NY DFS)

• Office of the Arizona Attorney General

• Office of the Comptroller of the Currency (OCC)

• Ontario Securities Commission (OSC)

• Reserve Bank of India (RBI)

• Securities and Commodities Authority (SCA, UAE)

• Securities and Exchange Commission (SEC)

• Securities and Exchange Commission (SEC Nigeria)

• Securities and Exchange Commission of Brazil (CVM)

• Securities Commission of the Bahamas (SCB)

• Seychelles Financial Services Authority

• South African Reserve Bank (SARB)

• The National Bank of Ukraine (NBU)

• The Polish Financial Supervision Authority (UKNF)

• The Supervisory Authority of Insurance and Social Welfare (ACAPS)

• U.S Commodity Futures Trading Commission (CFTC)

• West Virginia Division of Financial Institutions (WVDFI)

• Wyoming Division of Banking (WDB)

Observers

• Consultative Group to Assist the Poor (CGAP)

• European Bank for Reconstruction and Development (EBRD)

• Financial Sector Deepening Africa (FSD Africa)

• International Monetary Fund (IMF)

• Organisation for Economic Co-operation and Development (OECD)

• Qatar Development Bank

• U.S Government Accountability Office (GAO)

• World Bank Group